No. 00-00619

THE LAW OFFICES OF                                             )(      IN THE DISTRICT COURT
G. DAVID WESTFALL, P.C.                                      )(
                                                                                     )(      294TH JUDICIAL DISTRICT
Vs.                                                                                )( 
                                                                                     )(      VAN ZANDT COUNTY, TEXAS
UDO BIRNBAUM                                                       )(
                                                                                     )(
Vs.                                                                                )( 
                                                                                     )( 
G. DAVID WESTFALL                                               )(
STEFANI PODVIN                                                     )(
CHRISTINA WESTFALL                                           )(

 

SUPPLEMENT TO MOTION FOR RECUSAL OF HON. PAUL BANNER

YOUR HONOR:

I.

INTRODUCTION

1. This is not a garden variety suit. I did not bring this suit. I am the victim, for the second time, of massive fraud in this court, and the evidentiary material of record shows that I am not the only victim.

2. There is a sign in the Clerk's Office that reads that it is a crime to file a fraudulent document in this Court. There are enough fraudulent documents of record for indictments. Yet Judge Banner will not appoint an auditor under Rule 172 RCP as he is administratively and procedurally required to do in a suit against me claiming an "open account" countered by a sworn complaint of fraud.

3. This is not a matter of "judicial discretion" or "errors" on the part of a judge. Judge Banner has shown that he will not abide by the rules of procedure, statutory law, and the mandates of the Supreme Court of the United States.

4. Judge Banner ruling that the evidence is not enough to support my civil RICO claim, only my Texas Deceptive Trade Practices Act (DTPA) claim, flies in the face of the law of the land that forbids him from "weighing" the evidence in the first place. Furthermore, deceptive trade practices, when perpetrated in a court of justice, by a public citizen, attorney G. David Westfall, violates RICO as a matter of Law. United States v. Brumley, 116 F.3d 728, 733 (5th Cir. 1997, en banc). So how can there be not "sufficient" evidence to continue with my civil RICO claim.

5. Furthermore everyone knows summary judgment is not available under civil RICO. This judge just does not "like" civil RICO. But civil RICO is statutory law, upheld and reinforced by the United States Supreme Court, and he is bound by it.

6. This judge is empowering those I have charged with racketeering and fraud to "write", to their liking, a fraudulent "Order" in the name of the judge himself. This gives the appearance of willingness, on the part of this judge, to condone fraud, particularly when viewed in light of this judge not timely appointing an auditor in the first place.

II.

PROCEDURAL HISTORY

1. Plaintiff, The Law Offices of G. David Westfall, P.C., claiming an unpaid open account, filed this action on September 21, 2000 against Udo Birnbaum for "legal fees" of $18,121.10 beyond the $20,000 Birnbaum had paid up front on May 5, 1999.

2. On October 3, 2000 Birnbaum filed Defendant's Answer, Counterclaim, and Cross-complaint, as amended on July 6, 2001 by Defendant's Amended Answer, Counterclaim, and Cross- complaint, counter-claiming of the "Law Office" under the Texas Deceptive Trade Practices Act (DTPA), and cross-complaining of G. David Westfall, Christina Westfall, and Stefani Podvin.

3. On December 26, 2000 Birnbaum filed Motion for Appointment of Auditor Pursuant to Rule 172 RCP to Make Finding of State of the Accounts between the Parties. On January 8, 2001 Birnbaum filed Supplement to Motion for Appointment of Auditor, etc.

4. On April 20, 2001 Birnbaum filed Udo Birnbaum's Motion Under Rule 193.4 for Hearing and Ruling on Objections and Assertions of Priviledge.

5. On April 30, 2001 Birnbaum filed Udo Birnbaum's Third Party Plaintiff Civil RICO Claim Against G. David Westfall, Christina Westfall, and Stefani Podvin. This pleading, as amended on July 11, 2001 by Udo Birnbaum's Amended Third Party Plaintiff Civil RICO Claim against G. David Westfall, Christina Westfall, and Stefani Podvin, complains of violations of 18 U.S.C. § 1961 et seq. ("RICO"), by the three named individuals and also of fraud by G. David Westfall. The "Law Office" is not named as a RICO defendant, but is instead designated as the "enterprise" associated with the above individual "persons".

6. At various times various parties moved to quash the taking of depositions. However the Court, on June 20, 2001 ordered dates for the taking of depositions of the respective parties.

7. On July 3, 2001, Udo Birnbaum gave his deposition in this matter. On this date G. David Westfall also gave his deposition, although time ran out and Westfall refused to produce any documents whatsoever as required by the notice duces tecum.

8. On July 20, 2001 Stefani Podvin and Christina Westfall gave their deposition. Both refused to produce any documents whatsoever as required by the notices duces tecum.

9. The Law Office, however, refused to allow the taking of their deposition as shown by Udo Birnbaum's Motion to Compel Deposition of the Law Offices of G. David Westfall, P.C., filed July 16, 2001.

10. On August 17, 2001 all four (4) opposing parties sought summary judgment.

11. On September 4, 2001 the "Law Office" submitted Plaintiff's First Amended Original Petition.

12. On September 7, 2001 there was a hearing regarding the motions for summary judgment, but no order was presented or formally announced. The instruction to opposing counsel was to draw up a "simple" order reflecting that the civil RICO claims would not be allowed and that the "Law Office" and G. David Westfall were still in.

13. On September 10, 2001 Udo Birnbaum moved for recusal of Hon. Paul Banner.

14. On September 14, 2001 Birnbaum responded to Plaintiff's First Amended Original Petition with Defendant's Supplemental Amended Answer, Counterclaim, and Cross-complaint, again denying the account under oath.

15. On September 17, 2001 G. David Westfall presented proposed orders to Hon. Paul Banner.

16. This matter is currently set for trial on the Court's docket for November 13, 2001.

III.

VIOLATION OF THE LAW

BY NOT TIMELY APPOINTING AN AUDITOR

1. Rule 185 RCP ("Suit on Account") states:

When any action or defense is founded upon an open account or other claim for goods, wares and merchandise, including any claim for liquidated money demand based upon written contract or founded on business dealings between the parties, or is for personal service rendered, or labor done or labor or materials furnished, on which systematic record has been kept, and is supported by the affidavit of the party, his agent or attorney taken before some officer authorized to administer oaths, to the effect that such claim is, within the knowledge of the affiant, just and true, that it is due, and that all just and lawful offsets, payments and credits have been allowed, the same shall be taken as prima facie evidence thereof, unless the party resisting such claim shall file a written denial, under oath. A party resisting such a sworn claim shall comply with the rules of pleading as are required in any other kind of suit, provided, however, that if he does not timely file a written denial, under oath, he shall not be permitted to deny the claim, or any item therein, as the case may be. No particularization or description of the nature of the component parts of the account or claim is necessary unless the trial court sustains special exception to the pleadings. (Rule 185 RCP, emphasis added)

2. Plan 1 of the scheme of the "Law Office" is self-evident when viewed in light of the racketeering claims made against the individual persons in this cause: That Pro Se Birnbaum does not know about Rule 185, then use procedure to get by force of the Court that which is not properly theirs, i.e. defraud Birnbaum of an additional $18, 121.10.

3. It is to be noted that this is the same Court as G. David Westfall knows, as shown by his two civil racketeering suits against Judge Wallace and others (Collins v. Lawrence, 3:99cv0641 and Birnbaum v. Ray, 3:99cv0696 in the Dallas federal court), is a pocket of corruption. Westfall enticed Birnbaum to bring such suit (3:99cv0696) so that G. David Westfall would not only get $20,000 up front money, but be available to "save" Judge Wallace from the very suits he had instigated. Judge Wallace, or some other judge in the 294th, could be counted on to simply stick with procedure under Rule 185, and presto, G. David Westfall could get a judgment for $18,121.10 plus legal fees against Birnbaum. None of the judges would be violating the Law in signing such judgment, for they could simply and "properly" just stick by procedure. How cute. What a scheme. What a fraud. What abuse of the judicial process.

4. Problem 1 arose when Birnbaum not only denied under oath, but brought claims under the Texas Deceptive Trade Practices Act (DTPA) against the "Law Office", and cross and third party claims under 18 U.S.C. $ 1961 et seq. ("civil RICO") and fraud against G. David Westfall, his wife, and his daughter.

5. Plan 2 of the scheme was to stall, then try to get Birnbaum sanctioned, quash depositions, not produce in discovery, and give incomplete answers. Same in depositions when they were finally ordered by judge Banner. Then lure Birnbaum to take depositions in Van Zandt, not at the "Law Office" as ordered by Judge Banner, and not bring anything with them other than the clothes they were wearing, harass and delay so that Birnbaum could never get around to deposing the Law Office, then claim Birnbaum had deposed the Law Office. How cute. What a scheme. What a fraud. What abuse of the judicial process.

6. Problem 2 arose when Birnbaum avails himself, under Rule 172 RCP, to seek an investigation into the fraud. The answer is silence. Rule 172, RCP reads, in part:

When an investigation of accounts or examination of vouchers appears necessary for the purpose of justice between the parties to any suit, the court shall appoint an auditor or auditors to state the accounts between the parties and to make report thereof to the court as soon as possible. The auditor shall verify his report by his affidavit stating that he has carefully examined the state of the account between the parties, and that his report contains a true statement thereof, so far as the same has come within his knowledge. Exceptions to such report or any item thereof must be filed within 30 days of the filing of such report. The court shall award reasonable compensation to such auditor to be taxed as costs of suit. (Rule 172 RCP, emphasis added)

7. Plan 3 of the scheme was to have the Court never get around to either appointing the auditor or denying the motion. This gives the appearance of Judge Banner participating in tying Pro Se Birnbaum up indefinitely in the court for having countered with a civil RICO suit.

8. The problem is that an investigation of the accounts was necessary for the purpose of justice under the above described circumstances. Judge Banner violated the Law, as set out by the Supreme Court of Texas in Rule 172 of the Rules of Civil Procedure, in not administerially appointing such auditor.

9. Neither Judge Banner, nor anyone else, anywhere, has "discretion" to violate the law of due process as codified in the Rules of Civil Procedure.

IV.

VIOLATION OF THE LAW

BY NOT FOLLOWING SUMMARY JUDGMENT PROCEDURE

1. The Movants for summary judgment never satisfied their initial burden of designating which element of Birnbaum's civil RICO claim had no support in the evidentiary material of record.

2. It never was Birnbaum's duty to put his summary judgment evidentiary material into the "right form". It was the movant's burden to show that, if the evidentiary material were reduced to admissible evidence, it then would be insufficient. Inferences, as required in a RICO case, are of course the prerogative of the jury, not the judge.

3. Movants coaxed the court to rule as to whether Birnbaum's designated evidentiary material was in the "right form" for summary judgment. Of course it was if it was "of record", which it was. The proceedings give the perception of Judge Banner letting the movants get away with chipping at the evidence in Birnbaum's response, when it was his duty to make them carry out their initial burden, which of course is impossible under a RICO claim.

4. First the relevant law under the circumstances of this case, to be followed by how Judge Banner violated this law:

We review de novo, a district court's grant of summary judgment, applying the same standard as the district court in the first instance. See Burge v. Parish of St. Tammany, 157 F.3d 452, 465 (5th Cir. 1999). Summary judgment is appropriate where the moving party establishes that " there is no genuine issue of material fact and that it is entitled to judgment as a matter of law." Fed R.Civ.P. 50(c). The moving party must show that if the evidentiary material of record were reduced to admissible evidence in court, it would be insufficient to permit the nonmoving party to carry its burden. Celotex v. Catrett, 477 U.S. 317, 327, 106 S.Ct. 2548, 2554, 91 L.Ed.2d 265 (1986).

Once the moving party has carried its summary judgment burden, the opposing party must set forth specific facts showing a genuine issue for trial and may not rest upon the mere allegations or denials of its pleadings. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249, 106 S.Ct. 2505, 2511, 91 L.Ed.2d 202 (1986). Thus, this showing requires more than some metaphysical doubt as to the material facts. Matsushito Elec. Indus. Co v. Zenith Radio Corp., 475 U.S. 574, 584-86, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). Beck v. Texas State Board of Dental Examiners, U.S. Fifth Circuit No. 98-51111, March 3, 2000, emphasis added.

We review de novo a district court's grant of summary judgment, applying the same standard as the district court. See Walker v. Thompson, 214 F.3d 615, 624 (5th Cir. 2000). Summary judgment is appropriate "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Fed. R. Civ. P. 56(c); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). "If the moving party meets the initial burden of showing there is no genuine issue of material fact, the burden shifts to the nonmoving party to produce evidence or designate specific facts showing the existence of a genuine issue for trial." Allen v. Rapides Parish Sch. Bd., 204 F.3d 619, 621 (5th Cir. 2000) (internal quotations and citation omitted). Doubts are to be resolved in favor of the nonmoving party, and any reasonable inferences are to be drawn in favor of that party. See Burch v. City of Nacogdoches, 174 F.3d 615, 619 ( 5th Cir. 1999). Evans v. City of Bishop, U.S. Fifth Circuit No. 99-41444, December 11, 2000, emphasis added.

This court reviews a grant of summary judgment de novo, viewing the evidence in the light most favorable to the nonmovant. Smith v. Brenoettsy, 158 F.3d 908, 911 (5th Cir. 1998); see also Tolson v. Avondale Indus., Inc., 141 F.3d 604, 608 (5th Cir. 1998). " Summary judgment is proper 'if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.'" Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986) (quoting Fed. R. Civ. P. 56(c)). The moving party bears the burden of showing the district court that there is an absence of evidence to support the nonmoving party's case. See id. At 325. "If the moving party fails to meet this initial burden, the motion must be denied, regardless of the nonmovant's response. If the movant does, however, meet this burden, the nonmovant must go beyond the pleadings and designate specific facts showing that there is a genuine issue for trial." Tubacex, Inc. v. M/V Risan, 45 F.3d 951, 954 (5th Cir. 1995). "A dispute over a material fact is genuine 'if the evidence is such that a reasonable jury could return a verdict for the nonmoving party.'" Smith, 158 F.3d at 911 (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). The substantive law determines which facts are material. See Anderson, 477 U.S. at 248. Kee v. City of Rowlett Texas, U.S. Fifth Circuit No. 99-10555, March 28, 2001, emphasis added.

We review a grant or denial of summary judgment de novo. See Webb v. Cardiothoracic Surgery Assocs., P.A., 139 F.3d 532, 536 (5th Cir. 1998). Summary judgment is proper if the pleadings, depositions, answers to interrogatories, and admissions on file, together with any affidavits filed in support of the motion, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. See Fed. R. Civ. P. 56©. The summary judgment evidence is reviewed in the light most favorable to the nonmovant. See Melton v. Teachers Ins. & Annuity Ass'n, 114 F.3d 557, 559 (5th Cir. 1997). If the moving party meets its initial burden of showing that there is no genuine issue, then the burden shifts to the nonmovant to set forth specific facts showing the existence of a genuine issue. See Fed. R. Civ. P. 56(e). Rascal Survey U.S.A. v. M/V Count Fleet, U.S. Fifth Circuit No. 98-31382, October 24, 2000, emphasis added.

We review the grant or denial of summary judgment de novo, applying the same standards as did the district court. See Webb v. Cardiothoracic Surgery Assocs., P.A., 139 F.3d 532, 536 (5th Cir. 1998).(1) Summary judgment is appropriate if the record "show[s] that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Fed. R. Civ. P. 56©. The moving party bears the initial burden of demonstrating an absence of evidence supporting the nonmovant's case. See Celotex Corp. v. Catrett, 477 U.S. 317, 325 (1986). Although we consider the evidence and all reasonable inferences to be drawn therefrom in the light most favorable to the nonmovant, the nonmoving party must come forward with specific facts indicating a genuine issue for trial. See Webb, 139 F.3d at 536. Babcock v. Hartmarx Corporation, U.S. Fifth Circuit No. 98-30766, July 26, 1999, emphasis added.

We review a grant of summary judgment de novo.(6) Summary judgment is proper under Federal Rule of Civil Procedure 56© "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the nonmoving party is entitled to judgment as a matter of law."(7) If the movant meets the initial burden of establishing that there is no genuine issue as to a material fact, the burden shifts to the nonmoving party to set forth specific facts showing that there is a genuine issue for trial. Wooley v. City of Baton Rouge, U.S. Fifth Circuit No. 98-30267, May 8, 2000, emphasis added.

"We review a grant of summary judgment de novo, applying the same criteria used by the district court in the first instance." Texas Manufactured Housing Ass'n v. City of Nederland, 101 F.3d 1095, 1099 (5th Cir. 1996); see Tolson v. Avondale Indus., Inc., 141 F.3d 604, 608 (5th Cir. 1998). Summary judgment is proper "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Fed. R. Civ. P. 56(c); see Celotex Corp. v. Catrett, 477 U.S. 317, 327 (1986). The party moving for summary judgment bears the initial burden of showing an absence of evidence to support the nonmoving party's case, see id. At 322-27, but, once this burden has been met, the nonmoving party can resist the motion by making a positive showing that a genuine issue of material fact exists, see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250 (1986). The nonmovant must go beyond the pleadings and designate specific facts showing that there is a genuine issue of material fact for trial. See Celotex, 477 U.S. at 324-25. Finally, we note that a grant of summary judgment may be affirmed on any ground that was raised to the district court and upon which both parties had the opportunity to present evidence. See Conkling v. Turner, 18 F.3d 1285, 1296 n.9 (5th Cir. 1994). Batiste v. Island Records Inc., U.S. Fifth Circuit No. 98-30046, June 21, 2000, emphasis added.

We review the entry of summary judgment de novo, see Morris v. Covan World Wide Moving, Inc., 144 F.3d 377, 380 (5th Cir. 1998), applying the same standards as the district court, see Lodge Hall Music, Inc. v. Waco Wrangler Club, Inc., 831 F.2d 77, 79 (5th Cir. 1987). After consulting applicable law in order to ascertain the material factual issues, we consider the evidence bearing on those issues, viewing the facts and the inferences to be drawn therefrom in the light most favorable to the non- movant. See King v. Chide, 974 F.2d 653, 656 (5th Cir. 1992). The party moving for summary judgment has the initial burden of "informing the district court of the basis for its motion, and identifying those portions of [the summary judgment record] which it believes demonstrate the absence of a genuine issue of material fact." Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). Once that burden is met, the burden of production shifts to the non-movant to demonstrate that a genuine issue of fact does exist on the material elements of his claims. See id. At 323-24. Colson v. Grohman, U.S. Fifth Circuit No. 97-41388, April 26, 1999, emphasis added.

The party moving for summary judgment bears the initial burden of showing the absence of a genuine issue of material fact.(5) Once the burden of the moving party is discharged, the burden shifts to the nonmoving party to show, by either referring to evidentiary material in the record or by submitting additional evidentiary documents, that genuine issues of material fact remain to be resolved.(6) We will affirm the grant of summary judgment only if there exists no genuine issue of material fact and the movant was entitled to judgment as a matter of law. Wise v. E.I Dupont De Nemours and Co., U.S. Fifth Circuit No. 94-60490, July 18, 1995, emphasis added.

We review the district court's grant of summary judgment de novo. Montgomery v. Brookshire, 34 F.3d 291, 294 (5th Cir.1994). Summary judgment is proper under Rule 56 of the Federal Rules of Civil Procedure when all the evidence viewed in the light most favorable to the non-movant shows that "there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Fed.R.Civ.P. 56(c). Rule 56 "mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 2552, 91 L.Ed.2d 265 (1986); accord Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th Cir.1994) (en banc). The movant bears the initial burden of demonstrating the absence of a genuine issue of material fact, but need not negate the elements of the nonmovant's case. Celotex, 477 U.S. at 323, 106 S.Ct. at 2553; accord Little, 37 F.3d at 1075. "If the moving party fails to meet this initial burden, the motion must be denied, regardless of the nonmovant's response." Little, 37 F.3d at 1075. "Once the moving party has supported its contention that there is no genuine issue of material fact and that it is entitled to judgment as a matter of law, the burden is on the nonmoving party "to go beyond the pleadings and by her own affidavits, or by the depositions, answers to interrogatories, and admissions on file, designate "specific facts" showing that there is a genuine issue for trial.' " Krim v. BancTexas Group, Inc., 989 F.2d 1435, 1445 (5th Cir.1993) (quoting Celotex, 477 U.S. at 324, 106 S.Ct. at 2553.) Dempsey v. State of Texas, U.S. Fifth Circuit No. 94-50599, Oct. 3, 1995, emphasis added.

The owners correctly state that under Texas law, the determination of whether a fiduciary relationship exists between the parties is a question of fact for the jury. Schiller v. Elick, 240 S.W.2d 997, 999 (Tex.1951). However, that the determination of whether a fiduciary relationship exists is a fact question did not abolish the owners' burden to come forward with specific facts demonstrating that there is a genuine issue of material fact for trial after Apache moved for summary judgment and offered evidence that no fiduciary relationship existed. Under Federal Rule of Civil Procedure 56(c), the party moving for summary judgment bears the initial burden of "informing the district court of the basis for its motion, and identifying those portions of [the record] which it believes demonstrate the absence of a genuine issue of material fact." Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 2553, 91 L.Ed.2d 265 ( 1986). Once this burden is met, the burden shifts to the non-moving party to establish the existence of a genuine issue for trial. Matsushita Elec. Indus. Co. v. Zenith Radio, 475 U.S. 574, 585-87, 106 S.Ct. 1348, 1355-56, 89 L.Ed.2d 538 (1986); Leonard v. Dixie Well Serv. & Supply Inc., 828 F.2d 291, 294 (5th Cir.1987). The burden on the non-moving party is to " do more than simply show that there is some metaphysical doubt as to the material facts." Matsushita, 475 U.S. at 586, 106 S.Ct. at 1355-56.

The party moving for summary judgment must demonstrate the absence of fact issues by identifying portions of the pleadings, discovery, and affidavits which support its position. Celotex, 477 U.S. at 323, 106 S.Ct. at 2552-53. If the movant fails to meet this initial burden, the non-moving party has no burden to produce evidence, even if the non-moving party bears the burden of proof at trial. Russ v. International Paper Co., 943 F.2d 589, 592 (5th Cir.1991).

Apache has not met its initial burden under Celotex. Thus, whether Apache took upon itself the duty to continue to operate the Brothers well or to take reasonable action to prevent the loss of the Brothers Unit leases and, if so, whether Apache breached its duty by failing to act as a reasonably prudent operator under these circumstances are genuine fact issues. We therefore conclude that summary judgment was inappropriate.

Apache also failed to meet its initial burden under Celotex with respect to the owners' claim that Apache misrepresented to the owners that it continued to operate the Brothers well by sending the owners monthly billing statements from July through November 1990. Norman v. Apache Corporation, U.S. Fifth Circuit No. 93-7194, April 29, 1994, emphasis added.

Although this statement provides little insight into the district court's reasons for granting summary judgment, it does seem to indicate that the district court felt that the plaintiffs were under an initial burden to come forward with summary judgment evidence demonstrating a material issue of fact as to every element of their case. If so, the district court was incorrect.

Under Rule 56(c) of the Federal Rules of Civil Procedure, summary judgment is appropriate "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." However, even when the non-movant bears the burden of proof at trial, "[s]imply filing a summary judgment motion does not immediately compel the party opposing the motion to come forward with evidence demonstrating material issues of fact as to every element of its case." Russ v. International Paper Co., 943 F.2d 589, 591 (5th Cir.1991).. See Celotex Corp. v. Catrett, 477 U.S. 317, 328, 106 S.Ct. 2548, 2555, 91 It is not enough for the moving party to merely make a conclusory statement that the other party has no evidence to prove his case L.Ed.2d 265 (1986) (White, J., concurring). "[B]efore the non-moving party is required to produce evidence in opposition to the motion, the moving party must first satisfy its obligation of demonstrating that there are no factual issues warranting trial." Russ, 943 F.2d at 592; Commander v. BASF Wyandotte Corp., 978 F.2d 924, 927 n. 4 (5th Cir.1992) ("Before the non-moving party is required to produce evidence in opposition to a motion for summary judgment, the moving party in a motion for summary judgment must demonstrate that there are no factual issues warranting trial."); see Clark v. Coats & Clark, Inc., 929 F.2d 604, 608-09 (11th Cir.1991) ( vacating order granting summary judgment and remanding for determination of whether movant met its initial burden under Rule 56).

From the Record, it is apparent that Montgomery County totally failed to satisfy the movant's burden as set out in Celotex and Russ. The County's motion for summary judgment failed to point out an absence of proof on any factual issue. In fact, the motion failed to raise any factual issues at all, other than in the most conclusory terms. And a mere conclusory statement that the other side has no evidence is not enough to satisfy a movant's burden. The County's motion was more akin to a 12(b)(6) motion in that it raised legal issues and challenged only the sufficiency of the plaintiffs' complaint. As a result, the burden never shifted to the plaintiffs to go beyond the pleadings to show specific facts creating a genuine issue for trial.(5) It therefore would have been error for the district court to grant summary judgment for the County solely because the plaintiffs did not come forward with any additional summary judgment evidence. Ashe v. Corley, U.S. Fifth Circuit No. 91-6299, June 4, 1993, emphasis added.

5. The Movants for summary judgment never satisfied their initial burden of designating which element of Birnbaum's civil RICO claim had no support in the evidentiary material of record.

6. Birnbaum clearly pointed this out again and again to Judge Banner in: Udo Birnbaum's Response to Counter Defendant Law Office of G. David Westfall, P.C. Motion for Summary Judgement, Udo Birnbaum's Response to G. David Westfall's Motion for Summary Judgment, Udo Birnbaum's Response to Third Party Defendant Stefanie (sic) Podvin's Motion for Summary Judgment, and Udo Birnbaum's Response to Third Party Defendant, Christina Westfall's Motion for Summary Judgment.

7. As pointed out again and again to Judge Banner, RICO has no real "elements" in the usual sense, only material issues of fact. The "elements", if any, of a civil RICO cause of action are as follows:

"There are three essential elements in a private action under this chapter [civil RICO]: a violation of this chapter, direct injury to plaintiffs from such a violation; and damages sustained by plaintiffs." Wilcox Development Co. v. First Interstate Bank of Oregon, N.A., D.C.Or.1983, 97 Ff.R.D., 440.

8. These "elements" are all issues of fact for a jury and not subject to determination by the judge. Furthermore summary judgment is not available under RICO as a matter of law:

"Material issues of genuine fact existed with respect to existence of an enterprise as defined by this chapter, association of defendant printing company with such enterprise, association of the alleged enterprise with organized criminal activity, the intent and knowledge of defendant concerning the underlying predicate acts and existence of injury caused by alleged violation of this chapter, precluding summary judgment in favor of defendant in action alleging the kickback scheme. Estee Lauder, Inc. v. Harco Graphics, Inc., D.C.N.Y.1983, 558 F.Supp.83, emphasis added.

9. The Movants for summary judgment never satisfied their initial burden of designating which element of Birnbaum's civil RICO claim had no support in the evidentiary material of record.

10. It never was Birnbaum's duty to put his summary judgment evidentiary material into the "right form". It was the movant's burden to show, if the evidentiary material were reduced to admissible evidence, that it then would be insufficient. Inferences, as required in a RICO case, are of course the prerogative of the jury, not the judge.

11. The proceedings give the perception of Judge Banner violating the law to let the movants get away with chipping at the evidence in Birnbaum's response, when it was Judge Banner's duty to make the movants carry out their initial burden, which of course is impossible under a RICO claim, and why summary judgment is not available under RICO as a matter of law.

12. Neither Judge Banner, nor anyone else, anywhere, has "discretion" to violate clearly established law.

V.

VIOLATION OF THE LAW

BY "WEIGHING" THE EVIDENCE

1. As described to above, all that was required of Birnbaum was that he designate the evidentiary material of record, if indeed the defendants had met their initial burden, which they did not, of pointing to an element of Birnbaum's which they could show had no evidentiary support.

2. Instead the defendants got Judge Banner to weigh the evidence provided with and pointed at by Birnbaum's summary judgment response. The defendants arguments ranged among the following:

3. The law does not allow Judge Banner to "weigh the evidence". Furthermore the judge, unlike the jury, is required to look at the evidence "in light most favorable" to the nonmovant. Judge Banner violated the law in even considering summary judgment when considering that the "issue of material fact", the only issue of fact at that point, was the question for a jury, "did any of the defendants violate RICO?"

4. Substantive law, i.e. RICO, tells District Court trial judges which facts are material. Case law tells the District Court trial judge that he is to view the summary judgment evidence in the same manner as the jury, i.e. upon largely or wholly circumstantial evidence in the case of RICO:

"As to materiality, the substantive law will identify which facts are material. Only disputes over facts that might affect the outcome of the suit under the governing law will properly preclude the entry of summary judgment. Factual disputes that are irrelevant will not be counted." Anderson v. Liberty Lobby, Inc., 477 U.S. 242(1986)

"Thus, in ruling on a motion for summary judgment, the judge must view the evidence presented through the prism of the substantive evidentiary burden. This conclusion is mandated by the nature of this determination. The question here is whether a jury could reasonably find either that the plaintiff proved his case by the quality and quantity of evidence required by the governing law or that he did not. Whether a jury could reasonably find for either party, however, cannot be defined except by the criteria governing what evidence would enable the jury to find for either the plaintiff or the defendant: It makes no sense to say that a jury could reasonably find for either party without some [477 U.S. 242, 255] benchmark as to what standards govern its deliberations and within what boundaries its ultimate decision must fall, and these standards and boundaries are in fact provided by the applicable evidentiary standards." Anderson v. Liberty Lobby, Inc., 477 U.S. 242(1986)

"In prosecution under this chapter, jury is entitled to infer existence of enterprise on basis of largely or wholly circumstantial evidence." U.S. v. Elliott, C.A.Ga 1978, 571 F.2d 880, rehearing denied 575 F.2d 300, certiorari denied 99 S.Ct. 349,439 U.S. 953, 59 L.Ed.2d 344.

5. Summary judgment case law also tells District Court trial judges, that unlike the jury, he is not allowed to draw inferences1 like a jury is allowed to. Case law also tells him that whether an issue needs to go to a jury turns on whether it presents a proper jury question2. RICO violation is a jury question. Case law also tells the judge that he, unlike the jury, is not entitled to draw inferences from any of the documentary evidence3 in front of him either. Case law also tells him that summary judgment on affidavits is inappropriate4 when state of mind is involved, as it surely is in RICO.

1 "Credibility determinations, the weighing of the evidence, and the drawing of legitimate inferences from the facts are jury function, not those of a judge, whether he is ruling on a motion for summary judgment or for a directed verdict. The evidence of the nonmovant is to be believed, and all justifiable inferences are to be drawn in his favor." Adickes, 398 U.S., at 158-159. Anderson v. Liberty Lobby, Inc., 477 U.S. 242(1986)

2 "Again, in Adickes v. S.H. Kress & Co., 398 U.S. 144 (1970), the Court emphasized that the availability of summary judgment turned on whether a proper jury question was presented. There, one of the issues was whether there was a conspiracy between private persons and law enforcement officers. The District Court granted summary judgment for the defendants, stating that there was no evidence from which reasonably minded jurors might draw an inference of conspiracy. We reversed, pointing out that the moving parties' submissions had not foreclosed the possibility of the existence of certain facts from which "it would be open to a jury … to infer from the circumstances" that there had been a meeting of the minds. Id., at 158-159. Anderson v. Liberty Lobby, Inc., 477 U.S. 242(1986)

3 "Cases may be posed dealing with evidence that is essentially documentary, rather that testimonial; but the Court has held in a related context involving Federal Rule of Civil Procedure 52(a) that inferences from documentary evidence are as much the prerogative of the finder of fact as inferences as to the credibility of witnesses. Anderson v. Bessemer City, 470 U.S. 564, 574 (1985)." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 270 (1986), Justice Rehnquist, dissenting

4 "And summary judgment on affidavits and the like is even more inappropriate when the central, and perhaps only, inquiry is the official's state of mind. See C. Wright, Law of Federal Courts 493 (3d ed. 1976) (It "is not feasible to resolve on motion for summary judgment cases involving state of mind"); Subin v. Goldsmith, 224 F.2d 753 (CA2 1955). Butz v. Economou, 438 U.S. 478, 527 (1978), Justice Rehnquist, etc. concurring in part and dissenting in part.

6. Judge Banner violated summary judgment law in weighing the evidence. He also violated substantive law (civil RICO) as judicially interpreted. Summary judgment is of course not available in RICO.

"Material issues of genuine fact existed with respect to existence of an enterprise as defined by this chapter, association of defendant printing company with such enterprise, association of the alleged enterprise with organized criminal activity, the intent and knowledge of defendant concerning the underlying predicate acts and existence of injury caused by alleged violation of this chapter, precluding summary judgment in favor of defendant in action alleging the kickback scheme. Estee Lauder, Inc. v. Harco Graphics, Inc., D.C.N.Y.1983, 558 F.Supp.83, emphasis added.

VI.

VIOLATION OF THE LAW

BY BLOCKING CIVIL RICO CLAIMS

1. The conduct of Judge Banner, at both hearings before him, evinced a fundamental opposition to civil RICO. But civil RICO is the law of the land, and its purpose is clearly established by no other than the Supreme Court of the United States. Even if Judge Banner dislikes civil RICO, he is nevertheless bound by the law. If he cannot or will not follow the law, he should be administratively removed from the case. As for the law:

It shall be unlawful for any person employed by or associated with any enterprise engaged in, or the activities of which affect, interstate or foreign commerce, to conduct or participate, directly or indirectly, in the conduct of such enterprise's affairs through a pattern of racketeering activity or collection of an unlawful debt." 18 U.S.C. § 1962(c).(emphasis added)

Any person injured in his business or property by reason of a violation of section 1962 of this chapter may sue therefor in any appropriate United States district court and shall recover threefold the damages he sustains and the cost of the suit, including a reasonable attorney's fee. 18 U.S.C. § 1964(c), "civil RICO". (emphasis added)

"Purpose and history of this chapter and substance of its provisions demonstrate clear congressional intent that chapter be interpreted to apply to activities that corrupt public or governmental entities". U.S. v. Angelili, C.A.N.Y.1981, 660 F.2d 23, certiorari denied 102 S.Ct. 1258, 1442, 455 U.S. 910, 945, 71 L.Ed.2d 449, 657, rehearing denied 102 S.CT. 1998, 1999, 2024, 456 U.S. 939, 951, 72 L.Wd.2d 460, 476. (emphasis added)

"Congress did not limit scope of this chapter to those persons involved in what traditionally has been thought of as "organized crime," but, rather, any "person" as the term is broadly defined in this chapter, whether associated with organized crime or not, can commit violation, and any person injured in his business or property by such violation may then sue violator for damages in federal court". Lode v. Leonardo, D.C.Ill.1982, 557 F.Supp. 675. (emphasis added)

(18 U.S.C. § 1962): "Whoever engages in prohibited patterns of racketeering activities comes within purview of this chapter, including public officials". U.S. v. Mandel, D.C. Md. 1976, 415 F.Supp. 997, supplemented 415 F.Supp. 1025. (emphasis added)

(18 U.S.C. § 1964): "A link to organized crime is not a requirement of a civil cause of action under this chapter". Kimmel v. Peterson, D.C.Pa.1983, 565 F.Supp. 476

In rejecting a significantly different focus under RICO, therefore, we are honoring an analogy that Congress itself accepted and relied upon, and one that promotes the objectives of civil RICO as readily as it furthers the objects of the Clayton Act. Both statutes share a common congressional objective of encouraging civil litigation to supplement Government efforts to deter and penalize the respectively prohibited practices. The object of civil RICO is thus not merely to compensate victims but to turn them into prosecutors, "private attorneys general," dedicated to eliminating racketeering activity. Klehr, at 187 (citing Malley-Duff, 483 U.S. at 151) (civil RICO specifically has a "further purpose [of] encouraging potential private plaintiffs diligently to investigate") The provision for treble damages is accordingly justified by the expected benefit of suppressing racketeering activity, an object pursued the sooner the better. It would, accordingly, be strange to provide an unusually long basic limitations period that could only have the effect of postponing whatever public benefit civil RICO might realize. Rotella v. Wood, United States Supreme Court No. 98-896, certiorari to the united states court of appeals for the fifth circuit, February 23, 2000. (emphasis added)

2. Given the utter abhorrence of civil RICO in the legal profession, it should be of interest as to why G. David Westfall brought two (2) civil RICO causes, and against judges and public officials at that.

3. It should also be of interest as to why G. David Westfall, in bringing these civil RICO causes, believed it was extortion when another attorney abused the judicial process to extract "legal fees", and why it is not a violation of RICO when he does so with this fraudulent suit.

4. In any case, I am entitled to a judge who will abide by the law of the land and who does not give the perception of being fundamentally opposed to civil RICO. I ask for Judge Banner's removal from this cause, to be replaced by an unbiased judge, before I am unlawfully further entangled in this Court.

VII.

APPEARANCE OF CONDONING RACKETEERING ACTIVITY IN THE COURT

1. Judge Banner, at the September 7, 2001 hearing, told those adverse to me to write the order reflecting that proceeding. Judge Banner is empowering those I have charged with racketeering and fraud to "write", to their liking, a fraudulent "Order" in the name of the judge himself. This gives the appearance of willingness, on the part of this judge, to condone fraud, particularly when viewed in light of this judge not timely appointing an auditor in the first place. As for the "Order" presented by G. David Westfall for Judge Banner's signature:

2. G. David Westfall's attached "Order Sustaining Motions for Summary Judgment" (Exhibit XXX) does not reflect the proceedings and is even presenting new matters. David Westfall was informed seven (7) days earlier by certified mail and fax on that day of a pending motion of recusal.

3. G. David Westfall's proposed Order reads that "Motions for Summary Judgment of The Law Offices of G. David Westfall, P.C. be sustained as to RICO claims", when there never even was a RICO claim against the "Law Office"! The RICO claims were solely against G. David Westfall, his wife, and his daughter.

4. G. David Westfall's proposed Order reads that "the Motion for Summary judgment of G. David Westfall be in all things sustained", when that is not what Judge Banner said at all. David Westfall is still "in". This Order gets Westfall completely "out"!

5. It should also be noted that there is no statement in Westfall's proposed Order that the Court actually heard the motions for summary judgment, for it never did, and neither Westfall, nor the other parties, ever satisfied their initial burden of "showing the district court that there is an absence of evidence". Such being the case, the motion must be denied as a matter of law, regardless of my [nonmovant] response.

6. If Judge Banner had indeed signed such order, as I have every reason to believe G. David Westfall had reason to believe he would, I would of course have no recourse but to appeal that matter.

7. Judge Banner empowering those I have charged with racketeering and fraud to "write", to their liking, a fraudulent "Order" in the name of the judge himself, gives the appearance of willingness, on the part of this judge, to condone such fraud, particularly when viewed in light of this judge not timely appointing an auditor in the first place.

VIII.

CONCLUSION

1. This is not a garden variety suit. I did not bring this suit. I am the victim, for the second time, of massive fraud in this court, and I am not the only victim. There is a sign in the Clerk's Office that says it is a crime to file a fraudulent document in this Court. Westfall's whole suit is fraud, both intrinsic and extrinsic. Yet Judge Banner will not appoint an auditor under Rule 172 RCP as he is administratively and procedurally required to do in a suit claiming an open account countered by a sworn complaint of fraud.

2. This is not a matter of "judicial discretion" or "errors" on the part of a judge. Judge Banner has shown that he will not abide by the rules of procedure, statutory law, and the mandates of the Supreme Court of the United States.

3. Judge Banner has become knowledgeable, and gives the appearance of facilitating G. David Westfall's pattern of racketeering activity by condoning such conduct. It is time for the removal of Judge Banner from this cause, to be replaced by an unbiased judge who will duly appoint an auditor under the circumstances of this case.

4. It is also time to call on the Justice Department to stop such hijacking of the judicial process.

Respectfully submitted,

___________________

Udo Birnbaum, Pro Se

540 VZ 2916

Eustace, Texas 75124

(903) 479-3929

 

_________________________

Notary in and for The State of Texas

CERTIFICATE OF SERVICE

This is to certify that a true and correct copy of this document has been served via ___________________ on this the _____ day of September, 2001 upon G. David Westfall, 5646 Milton, Suite 520, Dallas, Texas 75206 and Frank C. Fleming, Law Office of Frank C. Fleming, 6611 Hillcrest, Suite 305, Dallas, Texas 75205-1301.

___________________

UDO BIRNBAUM